Template pack for preparing regulator communications, responses, and
View on GitHubgtmagents/gtm-agents
financial-services
January 22, 2026
Select agents to install to:
npx add-skill https://github.com/gtmagents/gtm-agents/blob/main/plugins/financial-services/skills/regulator-briefing-playbook/SKILL.md -a claude-code --skill regulator-briefing-playbookInstallation paths:
.claude/skills/regulator-briefing-playbook/# Regulator Briefing Playbook Skill ## When to Use - Preparing FINRA/SEC/CFPB/FTC briefing packages or responses. - Documenting campaign decisions in anticipation of audits. - Coordinating cross-functional responses to regulator inquiries. ## Framework 1. **Briefing Outline** – context, product/campaign details, risk mitigations, approvals. 2. **Evidence Binder** – assets, disclosures, policy references, decision logs, metrics. 3. **Q&A Matrix** – anticipated regulator questions with approved responses + owners. 4. **Escalation Charter** – roles, SLAs, and communications plan for regulator interactions. 5. **Follow-up Tracker** – commitments, remediation steps, and deadlines. ## Templates - Regulator memo template (executive summary, evidence, appendices). - Q&A log with question, owner, response, status. - Commitment tracker linked to Jira/Asana or compliance tools. ## Tips - Keep version history and timestamps to prove timely responses. - Align narrative with risk/compliance frameworks used internally. - Pair with `review-financial-campaign` and `manage-trust-communications` outputs. ---